Associate

About Us:

As a leading Canadian wealth management organization, Richardson Wealth offers the personal touch of a boutique firm while delivering big results. With offices across the country, we are home to some of Canada’s best investment advisors. We’ve embarked on an exciting growth phase – a multi-year transformational journey to enhance our entrepreneurial, high-performing, advisor-centric culture.

Grow Your Career in Wealth Management
An opportunity is available to join a highly respected wealth management business, where you will have the opportunity to work alongside experienced professionals, build strong relationships with high-net-worth clients, and play a meaningful role in the continued success of the business. This is a newly created position and an ideal opportunity for a growth-oriented individual who wants to learn and is motivated to build a career in wealth management.

Position Overview
We are seeking a motivated Associate to join our high-performing wealth management team in the Calgary office. This role is well suited to a proactive professional with strong analytical, communication, and relationship management skills, who is interested in growing within a client-focused advisory environment.

Role & Responsibilities:

Investment Advisor Support:
• Prepare, analyze, and present customized client materials, including Investment Policy Statements, portfolio evaluations, financial plans, client reviews, commentaries, and investment proposals.
• Assist with portfolio management activities, including trading equity, fixed income, money market securities, and other investment products as appropriate.
• Contribute to business development and client engagement initiatives, including marketing materials, newsletters, website updates, and client events.

Client Service:
• Deliver an exceptional client experience through timely, professional, and accurate communication.
• Build strong client relationships through proactive service calls and anticipating client needs.
• Attend client, prospect, and annual review meetings, including preparation, notes, and follow-up.
• Maintain accurate client records and ensure account, documentation, trading, and regulatory requirements are met.

Administration and Compliance:
• Prepare and process account documentation, compliance updates, client instructions, contributions, tax-related inquiries.
• Review client files and documentation to ensure accuracy, completeness, and adherence to firm standards.
• Support the team’s operational effectiveness by prioritizing tasks, meeting deadlines, and contributing to a culture of risk management and service excellence.

Qualifications
• 3-5 years of experience in the financial services, with an interest in investments and financial planning.
• Commitment to continued learning.
• Strong verbal and written communication skills in English.
• Highly organized and detail-oriented, with the ability to prioritize, multitask, solve problems, and meet deadlines.
• Ability to take initiative, work independently, and collaborate effectively with a team.
• Driven to learn and grow, with initiative to work independently, collaborate with the team, and develop expertise in new technologies and systems.

Education
• An undergraduate degree.
• Licensed, or willing to become licensed within 6 months, with the Canadian Investment Regulatory Organization (CIRO) as an Investment Representative.
• Enrollment in, or intention to pursue, the CFP, CFA, or a similar professional designation is an asset.

Why Apply:

Our firm is only as good as the people who work here. Our employees are exceptional because they combine in-depth expertise with enthusiasm, and empathy. From our front office talent to our colleagues behind the scenes, we have one focus: to ensure our people thrive here more than anywhere else. Are you innovative, self-driven, and client-centric?

If so, we’re ready to invest in you.

Richardson Wealth is an equal opportunity employer and committed to providing a diverse, equitable and inclusive environment. We are happy to meet your individual needs in keeping with the Canadian Charter of Rights and Freedoms and the Accessibility for Ontarians with Disabilities Act. Candidates may request accommodation at any point during the interview process.