Compliance Analyst

Emplois semblables

• 14h

  Compliance Analyst

  Barrie, ON

  

  County of Simcoe

  2+ ansCandidates need at least two years of related experience in accounting, financial compliance or administration, plus a two-year early childhood education diploma or equivalent. A valid G class driver's licence, a criminal record check under six months old and strong Microsoft Office skills are also required.

  Microsoft Excel, Microsoft Word, Microsoft Teams

• 4j

  Compliance Analyst, Group Audit & Conduct

  Toronto, ON +1

  52k–65k $/anTemps plein

  WA

  Wellington Altus Branding

  2+ ansWellington-Altus needs candidates with a business, finance, accounting or similar diploma or degree, or equivalent experience, and 2 to 3 years in the financial services industry. Strong analytical skills, advanced Excel, and clear communication are required; CSC or CPH is preferred.

  Excel

  12j

  Compliance Analyst

  Calgary, AB +1

  44k–55k $/anTemps plein

  WA

  Wellington Altus Branding

  2+ ansWellington-Altus needs candidates with progressive experience at a CIRO dealer member or bank, knowledge of CIRO and provincial securities regulators, and skills in data analysis and risk management. Strong Microsoft Office and Power BI skills are needed, along with strong communication and organization.

  Power BI

• 5j

  Compliance Analyst - 6 month contract

  Toronto, ON

  Télétravail

  

  BeyondTrust

  Candidates need strong written and verbal communication skills and familiarity with NIST 800-53/800-171, ISO 27001 and SOC 2. Project management experience and proficiency in MS Office are also required. A bachelor's degree, CISSP or CRISC, and cloud or SaaS experience are preferred.

  Regulatory compliance, Risk management, Process improvement, Documentation, Communication skills, Security regulations

• 17j

  Senior Compliance Analyst

  Toronto, ON

  Contrat

  

  Quintessence Wealth

  10+ ansCandidates need at least 10 years of compliance experience in Canadian investment management or financial services, knowledge of Canadian securities regulations, and strong organization, communication and independent project management skills.

  National Registration Database (NRD)

• 20j

  Senior Compliance Analyst, Artificial Intelligence

  Toronto, ON

  Temps plein

  

  Ontario Teachers' Pension Plan Board

  3+ ansCandidates need 3 to 5 years of experience in compliance, risk, audit, investigations or technology operations. Strong case-management, plain-language writing and sound escalation judgment are required, with AI and data governance knowledge gained through prior work.

  Regulatory compliance, Artificial intelligence, Risk management, Hazard assessment, Loss prevention, Cybersecurity

• 27j

  Senior Compliance Analyst, Asset Management

  Waterloo, ON

  EC

  Equitable CA

  3+ ansCandidates need a university degree in finance, business, accounting, economics or risk management, plus 3 to 5 years of investment compliance, audit, risk or asset management experience. Strong Excel, securities regulation knowledge and experience with portfolio systems such as Finbourne, Aladdin, SimCorp One or Charles River are required.

  Excel, Finbourne, BlackRock Aladdin, SimCorp One, Charles River IMS

• 1 mois

  Compliance Analyst

  Toronto, ON

  Temps plein

  

  HomeEquity Bank: HomeEquity Bank (HEB) is Canada’s original and leading national provider of reverse mortgages, with over 40 years of service.

  5+ ansCandidates need 5-6 years of compliance or risk management experience at a regulated financial institution, strong analytical skills and hands-on use of GRC systems such as Resolver. A university degree in finance, accounting, business administration or law is preferred.

  Resolver, Microsoft Office Suite