Publié il y a 4 jours
Senior Advisor, Quality Control
@ NATIONAL BANK OF CANADA
Montréal, Québec
En bref
National Bank of Canada is hiring a Senior Advisor, Quality Control, to ensure the quality and regulatory compliance of Capital Markets client due diligence files. The role covers AML/KYC, sanctions screening and periodic reviews for institutional clients, with a hybrid work arrangement and flexible schedule. Five years of AML/KYC, due diligence or compliance experience in banking or Capital Markets is required.
Responsabilités :
- Ensure quality and compliance of client due diligence files
- Identify gaps and recommend corrective actions
- Analyze complex client structures and high-risk files
- Support stakeholders on quality standards and regulatory expectations
- Contribute to improvement of procedures and controls
Résumé des exigences :
- University degree in finance, business, accounting, law or related field
- Minimum 5 years in AML/KYC, due diligence or compliance
- Strong knowledge of financial regulatory requirements
- Experience assessing complex legal entities and ownership structures
- Strong analytical, investigation and reporting skills
- Proficiency with Microsoft Office and client documentation tools
Outils et compétences
Source et dates
Type de source non vérifié · apify-linkedin
- Date publiée par l’employeur
- 2026-11-10
- Première détection par notre source
- 2026-11-15
- Mise à jour du dossier source
- 2026-11-15
Ces dates décrivent le dossier source, pas une vérification en direct du recrutement. Consultez l’offre originale.
Détails du poste
| Niveau | Senior |
| Domaine | Finance et comptabilité |
| Expérience | 5 an(s) et plus |
| Heures par semaine | 40 (estimé) |
| Déplacements | avion : aucun · route : aucun |
| Milieu de travail | Bureau |
| Position | Surtout assis |
| Exigences physiques | physique faible · ordinateur élevé |
| Langues | French, English |
| Formation | Baccalauréat (exigé) |
| Domaines d’études | Finance, Business administration, Accounting, Law |
| Avantages mentionnés | Horaire flexible, Régime de retraite, Actions ou participation, Mieux-être, Formation payée |
Résumé et détails rédigés par l’IA à partir de l’offre; l’offre de l’employeur fait foi.
NATIONAL BANK OF CANADA
Profil d’entreprise sauvegardé
Renseignements historiques provenant d’un profil The Jobs API sauvegardé (champs LinkedIn/Crunchbase). Ils ne sont pas vérifiés en temps réel; les chiffres peuvent avoir changé. Les valeurs manquantes restent inconnues.
Description complète de l’entreprise
At National Bank, we believe in the potential of each individual, and that even the smallest gestures can make a big difference. When we help others accomplish their projects, we help empower them and the community at large. We try to make a difference through innovation, but above all, by putting people first. By taking the time to listen and letting our actions speak for themselves. By remaining bold and passionate. By developing lasting relationships as partners and allies. Together we can achieve great things and create a positive impact. Want to learn more about us? For advice on your personal finances, visit: nbc.ca/advice For advice on your business, visit: nbc.ca/business For career opportunities, visit: jobs.nbc.ca For all the latest news, visit: nbc.ca/news By clicking "Follow" above, you may receive communications from National Bank, either in your LinkedIn inbox or by other means via LinkedIn, about products and services that could interest you. Learn more at: www.nbc.ca/socialnetworks.
- Abonnés LinkedIn
- 293 456
- Personnes associées sur LinkedIn
- 18 893
- Bureaux déclarés
- 800 Rue Saint-Jacques, Montreal, Quebec H3C 1A3, CA
- Catégories d’activité
- Wealth Management
- Finance
- Digital Marketing
- Banking
- Fraud Detection
- Personal Finance
- Insurance
- FinTech
- Financial Services
- Customer Service
- Autres noms enregistrés
- National Bank of Canada
- NATIONAL
- Spécialités
- Bancaire
- Investissement
- Courtage
- Assurance
- Technologie de l'information
- Données
- Conformité
- Entreprise
- Hypothèque
- Service client
- Trésorerie
- Gestion privée
- Retraite
- Banking
- Finance
- Trading
- Mastercard
- Investment
- Insurance
- Trust
- Information technology
- Client data
- Compliance
- Commercial banking
- Mortgage
- Retirement
- Private banking
- Customer service
- and Treasury
- Le profil indique une agence de recrutement
- Non
- Investissement total déclaré
- 0
La devise et la date d’observation ne sont pas fournies; ce n’est ni une valorisation actuelle ni une ronde de financement.
At National Bank, we believe in the potential of each individual, and that even the smallest gestures can make a big difference. When we help others accomplish their projects, we help empower them and the community at large. We try to make a difference through innovation, but above all, by putting people first. By taking the time to listen and letting our actions speak for themselves. By remaining bold and…
| Champ | Valeur |
|---|---|
| Secteur | Banking |
| Taille | 10,001+ employees |
| Siège social | Montreal, Quebec |
| Type d’organisation | Public Company |
| Spécialités | BancaireInvestissementCourtageAssuranceTechnologie de l'informationDonnéesConformitéEntrepriseHypothèqueService client |
| Offres sur Jobsy | 541 |
| Voir la page |
Description
A career as a Senior Advisor in quality control for Capital Markets client due diligence reviews at National Bank of Canada means acting as a subject matter expert in quality control and regulatory compliance. In this role, you help ensure the integrity, accuracy, and compliance of client onboarding and periodic review activities for institutional Capital Markets clients. Your expertise in AML/KYC, regulatory reviews, risk assessment, and quality assurance will have a direct impact on operational excellence and risk management.
Your role- Ensure the quality, completeness, and regulatory compliance of client due diligence files related to onboarding and periodic reviews, including anti-money laundering requirements, know-your-client obligations, sanctions screening, and other applicable regulations.
- Identify gaps, deficiencies, and non-compliance issues, and recommend corrective actions to strengthen controls and improve operational efficiency.
- Analyze complex client structures and high-risk situations to validate the quality and accuracy of assessments and supporting documentation.
- Support internal stakeholders by providing guidance, feedback, and expertise on quality standards, regulatory expectations, and best practices.
- Contribute to the continuous improvement of procedures, controls, tools, and quality assurance frameworks to enhance operational effectiveness.
- Collaborate with Compliance, Risk Management, Internal Audit, and business partners during audits, reviews, and transformation initiatives.
The Capital Markets Operations sector brings together specialists who work in an agile, proactive, and collaborative manner to continuously improve processes and support business growth.
Within the Counterparty Documentation Centre, you are part of a multidisciplinary team and report to the Senior Director, Counterparty Documentation Centre. Our team stands out for its expertise, collaboration, and commitment to delivering high-quality regulatory onboarding and due diligence services. You will work closely with compliance specialists, legal advisors, and client onboarding teams in a dynamic and evolving environment.
We aim to offer you maximum flexibility to support your quality of life. This includes a hybrid work environment and a flexible, adaptable schedule.
The Bank values continuous development and internal mobility. Our personalized training programs, based on learning through action, allow you to master your role and develop new areas of expertise. Tools such as the Data Academy, language training, the Harvard Learning Center, and coaching and mentoring support are available to you at all times.
Requirements- Hold a university degree in finance, business administration, accounting, law, or a related field.
- Have a minimum of 5 years of experience in AML/KYC, due diligence reviews, quality control, or regulatory compliance within the banking or Capital Markets sector.
- Demonstrate strong knowledge of regulatory requirements applicable to financial institutions and institutional Capital Markets clients.
- Have experience assessing complex legal entities, ownership structures, and higher-risk client files.
- Possess strong analytical, investigation, and reporting skills.
- Be proficient with Microsoft Office and client lifecycle management or documentation tools.
Reason to require this language: you will need to work closely with our colleagues outside Quebec.
Required skills: Artificial Intelligence, Cybersecurity, Diversity & Inclusion, Empathy, Initiative, Learning Agility, Resiliency, Teamwork
Your benefits
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family such as:
* Health and wellness program, including many options
* Flexible group insurance
* Generous pension plan
* Employee Share Ownership Plan
* Employee and family assistance program
* Preferential banking services
* Involvement in community initiatives
* Telemedicine service
* Virtual sleep clinic
We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We value employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication are encouraged.
Making a bold move in a people-first environment
We’re a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on people’s lives. Our core values of partnership, agility, and empowerment inspire us, and inclusion is central to our commitments. We aim, wherever possible, to provide a barrier-free and accessible environment to all employees.
We strive to provide accessibility measures throughout the recruitment process within the limits of our available resources. If you require accommodations, feel free to let us know during our initial conversations. We welcome all candidates! What can you bring to our team?
Join us!
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