Portfolio Manager-OSC, Managed Accounts , new firm

PORTFOLIO MANAGER

Company Description

A globally focused (Hong Kong, Singapore, China ) lean, Canadian Firm still seeking OSC registration/approval for the firm as a Portfolio Manager and Exempt Market Dealer firm. We are looking for a qualified and previously OSC registered person to act as PM and Advising Representative. The firm will deal exclusively with very high net worth clients. Cantonese speaking candidate would be a preferred if possible, however, not mandatory.

Role Description The Portfolio Manager – OSC, Managed Accounts role would evolve to a full-time position based in Richmond Hill, ON, with a hybrid work arrangement that allows for some work-from-home flexibility. The individual in this role will manage discretionary managed accounts, oversee investment portfolios, and execute trading strategies in accordance with firm policies and OSC requirements. Day-to-day responsibilities include monitoring portfolio performance, rebalancing accounts, conducting investment research, and ensuring that client portfolios align with their risk profiles and investment objectives. The Portfolio Manager will also prepare portfolio reports, communicate with clients and internal stakeholders regarding investment recommendations, and collaborate with compliance and finance teams to ensure adherence to regulatory standards. This role requires proactive management of market and regulatory developments and contribution to the enhancement of investment processes and risk controls.

Qualifications

• Strong analytical skills, including the ability to interpret financial data, assess risk, and make evidence-based investment decisions.
• Solid foundation in finance, including understanding of capital markets, financial instruments, and portfolio construction principles.
• Demonstrated experience in portfolio management for managed accounts, including asset allocation, rebalancing, and performance monitoring.
• Knowledge of investments and trading, including execution across asset classes, best execution practices, and trade oversight.
• Familiarity with OSC and CIRO regulatory frameworks and compliance expectations for portfolio managers and wealth firms.
• Professional designation such as CFA, CIM, or equivalent, or progress toward such designations, is strongly preferred.
• Bachelor’s degree in finance, economics, business, or a related discipline; advanced education is an asset.
• Excellent communication and interpersonal skills, with the ability to explain complex investment concepts clearly to diverse stakeholders.
• High level of integrity, sound judgment, and commitment to ethical, client-centric portfolio management.
• Ability to work effectively in a hybrid environment, managing priorities independently while collaborating with cross-functional teams.
• Fluent in Cantonese an asset, however not necessary.