Postuler

Publié il y a 16 jours

Senior Compliance Officer, Corporate Functions Compliance

@ Canadian Imperial Bank of Commerce (Canada)

Toronto, Ontario

Temps plein5+ ans d’expérience
Postuler
SIGNAUX

En bref

Canadian Imperial Bank of Commerce is hiring a Senior Compliance Officer in its Corporate Function Compliance team to serve as primary Oversight Function Lead for regulatory compliance risk. The role monitors regulatory change, runs risk assessments and deficiency management, and advises business units on RCM program requirements. It is a full-time hybrid role with 2-3 days per week on-site in Toronto, requiring a certification, a university degree and 5-10 years of progressive business experience.

Responsabilités :

  • Monitor regulatory developments and communicate updates to business units
  • Conduct risk assessments and advise on compliance measures
  • Coordinate remediation and deficiency management
  • Support RCM reporting and effectiveness assessments
  • Lead business units in executing the RCM program

Résumé des exigences :

  • Certified professional with a university degree
  • 5-10 years of progressively responsible business experience
  • Expertise in reviewing complex legal and regulatory documentation
  • Deep knowledge of risk assessment methodologies and control frameworks
  • Strong verbal, written and presentation abilities

Outils et compétences

Avantages mentionnés

Régime de retraiteOptions d’achat
Source et dates

Site carrière / système de candidatures · workday

Date publiée par l’employeur
2026-10-26
Première détection par notre source
2026-10-08
Mise à jour du dossier source
2026-11-10

Ces dates décrivent le dossier source, pas une vérification en direct du recrutement. Consultez l’offre originale.

Détails du poste

NiveauSenior
DomaineAssurance qualité
Expérience5 an(s) et plus
Heures par semaine37.5
Horairejour
Déplacementsavion : aucun · route : aucun
Milieu de travailBureau
PositionSurtout assis
Exigences physiquesphysique faible · ordinateur élevé
LanguesEnglish
FormationBaccalauréat (exigé)
Avantages mentionnésCongés payés généreux, Régime de retraite, Actions ou participation, Mieux-être

Résumé et détails rédigés par l’IA à partir de l’offre; l’offre de l’employeur fait foi.

Canadian Imperial Bank of Commerce (Canada)

Profil d’entreprise sauvegardé

Renseignements historiques provenant d’un profil The Jobs API sauvegardé (champs LinkedIn/Crunchbase). Ils ne sont pas vérifiés en temps réel; les chiffres peuvent avoir changé. Les valeurs manquantes restent inconnues.

Description complète de l’entreprise

CIBC is here to help all our clients reach their goals. We know the importance of reliable financial products and services, and we’re dedicated to providing them in a way that lets you bank however you want, whenever you want. With innovative tools designed around your priorities and a team fully focused on your success, you’ll get the insights you need to get even closer to achieving your goals. This culture of innovation and shared values of trust, teamwork and accountability are why we’ve been named a top employer in Canada. They’re also why a career at CIBC is more than a job—it’s an opportunity to grow and work alongside some of the brightest in Canada. La Banque CIBC est là pour aider tous nos clients à atteindre leurs objectifs. Nous connaissons l'importance de produits et services financiers fiables, et nous nous engageons à les fournir d'une manière qui vous permette d'effectuer vos opérations bancaires comme vous le souhaitez, quand vous le souhaitez. Avec des outils innovants conçus autour de vos priorités et une équipe entièrement centrée sur votre réussite, vous obtiendrez les informations dont vous avez besoin pour vous rapprocher encore plus de vos objectifs. Cette culture de l'innovation et les valeurs partagées de confiance, de travail d'équipe et de responsabilité sont la raison pour laquelle nous avons été nommés l'un des meilleurs employeurs au Canada. C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des personnes plus brillantes au Canada.

Abonnés LinkedIn
642 849
Personnes associées sur LinkedIn
47 258
Bureaux déclarés
  • CIBC Square, 81 & 141 Bay, Toronto, Ontario, CA
Catégories d’activité
  • Finance
  • Banking
  • Business Development
  • Credit Cards
  • Financial Services
  • Venture Capital
Autres noms enregistrés
  • CIBC
  • Canadian Imperial Bank of Commerce (Canada)
Spécialités
  • Retail Banking
  • Business Banking
  • Wealth Management
  • and Wholesale Banking
Le profil indique une agence de recrutement
Non
Investissement total déclaré
3 075 481 985

La devise et la date d’observation ne sont pas fournies; ce n’est ni une valorisation actuelle ni une ronde de financement.

CIBC is here to help all our clients reach their goals. We know the importance of reliable financial products and services, and we’re dedicated to providing them in a way that lets you bank however you want, whenever you want. With innovative tools designed around your priorities and a team fully focused on your success, you’ll get the insights you need to get even closer to achieving your goals. This culture of…

ChampValeur
SecteurBanking
Taille10,001+ employees
Siège socialToronto, Ontario
Type d’organisationPublic Company
SpécialitésRetail BankingBusiness BankingWealth Managementand Wholesale Banking
Offres sur Jobsy502
LinkedInVoir la page
Description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com


What you’ll be doing


The Senior Compliance Officer, CFC, is a key member of the Corporate Function Compliance (CFC) team, serving as the primary Oversight Function (OF) Lead and reporting to the Director, Corporate Function Compliance. You will support the RCM Accountable Officer and will be responsible for executing oversight activities while serving as a subject matter expert for specific regulatory requirements, ensuring the Bank’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s RCM Policy and supporting documentation. You will provide advisory on regulatory requirements and controls related to Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance, Whistleblower, ESG and Marketing from an Oversight Function perspective.


At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

How you’ll succeed


  • Regulatory Monitoring and Communication – Monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers.
  • Risk Assessment, Compliance Advisory, and Deficiency Management – Conduct comprehensive risk assessments, evaluate new initiatives for regulatory risk, advise on compliance measures, escalate regulatory risks, and coordinate remediation and deficiency management with business units.
  • Advisory, Coordination, and Relationship Management – Provide expert guidance on RCM program requirements, collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.
  • Reporting, Documentation, and Effectiveness Assessment – Support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation, and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy.
  • Leadership and Process Optimization – Lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process improvements, and share best practices to drive operational excellence.

Who you are


  • You’re a certified professional and holds a university degree and a minimum of 5-10 years of progressively responsible business experience.
  • You can demonstrate expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures in the regulatory areas of Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance and Marketing. It is essential to have a deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions.
  • You can demonstrate strong verbal, written, and presentation abilities, complemented by a proven capacity to build and maintain effective partnerships with internal and external stakeholders. You can demonstrate advanced problem-solving skills, excellent judgment, and the ability to prioritize and manage multiple projects independently in a fast-paced environment
  • You know that details matter. You notice things that others don't. Your critical thinking skills help to inform your decision making.
  • You look beyond the moment. You know what you do will make a difference today and tomorrow. You look for new opportunities to define what's possible.
  • You live your values. You bring high standards, genuine care to your relationships, and want to grow with an employer that shares your values and brings out your best..

#L1-TA

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact [email protected]

  • CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.

  • You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

  • We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).

  • We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-81 Bay, 31st Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Compliance Activities, Operational Risks, Quality Assurance Review, Quality Investigations, Regulatory Compliance, Regulatory Compliance Management, Regulatory Requirements, Risk Assessments, Risk Management, Strategic Objectives

Emplois semblables

  • Compliance Officer

    Toronto, ON +1
    78k–85k $/anTemps plein

    Raymond James Ltd.

    5+ ansCandidates need at least 5 years of compliance or branch operations experience in the securities industry and 2 years of derivatives experience. They must hold CIRO IR, Derivatives and Supervisors licences, and be proficient in MS Office and Dataphile.

    Dataphile

  • Compliance Officer, Temporary - 12 Months

    Toronto, ON
    85k–95k $/anTélétravail

    Aviso Wealth: As a trusted partner, Aviso Wealth provides credit unions with access to a comprehensive range of high-quality, innovative investing and wealth…

    3+ ansAviso Wealth needs 3 to 5 years of compliance supervision experience in financial services, with knowledge of securities rules and the ability to be licensed with CIRO. A finance or securities university degree and Canadian Securities Course completion are preferred, along with fluent English.

    Microsoft Outlook, Microsoft Excel, Microsoft Word, Dataphile

    Compliance Officer, Temporary - 12 Months

    Toronto, ON +1
    85k–95k $/an

    Aviso Wealth: As a trusted partner, Aviso Wealth provides credit unions with access to a comprehensive range of high-quality, innovative investing and wealth…

    3+ ansAviso Wealth needs 3 to 5 years of compliance supervision experience in financial services, CIRO licensing eligibility and sound knowledge of securities rules. Strong analytical skills, Microsoft Office proficiency and fluent English are required, with French as an asset.

    Microsoft Outlook, Microsoft Excel, Microsoft Word, Dataphile

  • Senior Compliance Officer, Capital Markets Regulatory Enquiries & Governance (12-months Contract)

    Toronto, ON

    Bank of Montreal

    5+ ansBank of Montreal needs candidates with at least 5 years of relevant experience, ideally at a senior level, and a post-secondary degree or equivalent. Candidates should have strong organizational, project coordination and communication skills, and knowledge of capital markets products such as equities, futures and options.

    Regulatory compliance, Reporting, Scheduling, Documentation, Hazard assessment, Decision making

    Senior Compliance Officer, Capital Markets Regulatory Enquiries & Governance (12-months Contract)

    Toronto, ON
    Temps plein

    Bank of Montreal

    5+ ansBank of Montreal needs candidates with at least 5 years of compliance or regulatory experience in banking or financial services, ideally senior. Strong organizational, project coordination, and communication skills are required, along with knowledge of investment products such as equities, futures, and options.

    Regulatory compliance, Reporting, Scheduling, Documentation, Hazard assessment, Decision making

  • Compliance Officer

    Toronto, ON

    Questrade Financial Group: Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the…

    3+ ansCandidates need a four-year degree and three to four years of compliance, financial services or regulated-industry experience. Strong Excel skills, clear communication and good judgment are needed, and knowledge of CASL, CRM systems or real estate regulation is an asset.

    Microsoft Excel, CRM systems, RECO MyWeb, BCFSA IRIS, myRECA

    Compliance Officer

    Toronto, ON

    Questrade Financial Group: Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the…

    3+ ansCandidates need a four-year degree and three to four years of compliance, financial services or regulated-industry experience. Strong Excel skills, clear communication and good judgment are needed, and knowledge of CASL, CRM systems or real estate regulation is an asset.

    Microsoft Excel, CRM systems, RECO MyWeb, BCFSA IRIS, myRECA

  • Compliance Officer, Registrations

    Toronto, ON
    Temps plein

    CI Investments Inc.

    2+ ansCandidates need a university degree or college diploma and 2-3 years of experience in securities registration, licensing or compliance. They should know CIRO rules, securities legislation and NRD, and be strong in Excel, Outlook and Word.

    National Registration Database (NRD), Microsoft Excel, Microsoft Outlook, Microsoft Word

Lieux et modes de travail

Lieux

Tout le CanadaTélétravail · Hybride · Sur place · Sur le terrain

Astuce : ajoutez le télétravail pour élargir la recherche.

Exclure des lieux

Mode de travail

Offres de cette entreprise dans les résultats

Voici les offres de cette entreprise chargées dans votre recherche. Elle peut avoir d’autres postes ouverts.