Publié le mois dernier
Compliance Administrator
@ Ventum Financial Corp.
Vancouver, Colombie-Britannique
En bref
Ventum Financial Corp. is hiring a Compliance Administrator to support the Compliance Department with account documentation, trade-related documents, reports and regulatory requests. The role requires 2 to 3 years of financial services experience and some post-secondary education.
Responsabilités :
- Assist with investigations and information requests
- Review UCI reports and trade confirmations
- Generate reports from Dataphile database
- Review class action letters and notices
- Support Compliance Officers with reporting
Résumé des exigences :
- 2 to 3 years in financial services
- Some post-secondary education
- Proficient in Microsoft Word and Excel
- Strong organization and attention to detail
- Discretion with confidential information
Outils et compétences
Source et dates
Site carrière / système de candidatures · adp
- Date publiée par l’employeur
- 2026-10-09
- Première détection par notre source
- 2026-10-09
- Mise à jour du dossier source
- 2026-11-10
Ces dates décrivent le dossier source, pas une vérification en direct du recrutement. Consultez l’offre originale.
Détails du poste
| Niveau | Intermédiaire |
| Domaine | Administration |
| Expérience | 2 an(s) et plus |
| Déplacements | avion : aucun · route : aucun |
| Milieu de travail | Bureau |
| Position | Surtout assis |
| Exigences physiques | physique faible · ordinateur élevé |
| Formation | Collégial (DEC) (préféré) |
Résumé et détails rédigés par l’IA à partir de l’offre; l’offre de l’employeur fait foi.
Ventum Financial Corp.
Profil d’entreprise sauvegardé
Renseignements historiques provenant d’un profil The Jobs API sauvegardé (champs LinkedIn/Crunchbase). Ils ne sont pas vérifiés en temps réel; les chiffres peuvent avoir changé. Les valeurs manquantes restent inconnues.
Description complète de l’entreprise
We are a leading independent, Canadian-owned and operated private client and capital markets firm, known for our client-centric approach and entrepreneurial spirit. Ventum Financial Corp. is a compelling option for investors and corporate clients seeking unbiased advice and unparalleled service.
- Abonnés LinkedIn
- 3 856
- Personnes associées sur LinkedIn
- 229
- Bureaux déclarés
- 733 Seymour St, 2500, Vancouver, British Columbia V6B 0S6, CA
- 40 King St W, 3401, Toronto, Ontario M5H 3Y2, CA
- 350 7 Ave SW, 4000, Calgary, Alberta T2P 3N9, CA
- 75 Thornhill St, 5, Morden, Manitoba R6M 1P2, CA
- 5262 Argyle St, B, Port Alberni, British Columbia V9Y 1T9, CA
- 813 Victoria St, Prince George, British Columbia V2L 2K7, CA
- 1840 3rd Ave, 101, Prince George, British Columbia V2M 1G4, CA
- 8400 Jane St, 200, Vaughan, Ontario L4K 4L8, CA
- 880 Douglas St, 620, Victoria, British Columbia V8W 2B7, CA
- 201 Portage Ave, 1530, Winnipeg, Manitoba R3B 3K6, CA
- Catégories d’activité
- Finance
- Autres noms enregistrés
- Ventum Financial Corp.
- Ventum Financial
- Le profil indique une agence de recrutement
- Non
- Investissement total déclaré
- 0
La devise et la date d’observation ne sont pas fournies; ce n’est ni une valorisation actuelle ni une ronde de financement.
We are a leading independent, Canadian-owned and operated private client and capital markets firm, known for our client-centric approach and entrepreneurial spirit. Ventum Financial Corp. is a compelling option for investors and corporate clients seeking unbiased advice and unparalleled service.
| Champ | Valeur |
|---|---|
| Secteur | Financial Services |
| Taille | 201-500 employees |
| Siège social | Vancouver, British Columbia |
| Type d’organisation | Privately Held |
| Fondée en | 2024 |
| Offres sur Jobsy | 7 |
| Voir la page |
POSITION OVERVIEW
The Compliance Administrator will provide administrative and operational support to the Compliance Department, assisting with the preparation and review of account documentation, trade-related documents, reports, regulatory requests and other operational requirements.
The successful candidate will be highly organized, detail-oriented, and comfortable working with financial services systems and processes. This role will involve working with various internal reports and databases and supporting the Compliance team with the timely completion of routine operational and administrative requirements.
CORE DUTIES & RESPONSIBILITIES
- Assisting with investigations/requests for information which include obtaining client statements, account documents, and trade tickets.
- Reviewing UCI reports and escalating items requiring further attention.
- Reviewing employee external Pro Statements and trade confirmations
- Generating and preparing reports from the Dataphile database system.
- Reviewing class action letters and notices and identifying items requiring follow-up.
- Assisting with information gathering related to regulatory requests from various regulators.
- Assisting Compliance Officers with various reporting, documentation, and administrative requirements.
REQUIRED EXPERIENCE, EDUCATION, SKILLS AND BEHAVIOURS
- Some post-secondary education
- Minimum 2 – 3 years of experience in the Financial Services Industry
- Proficient in Microsoft Word & Excel
- Strong organizational and administrative skills
- Strong attention to detail and accuracy
- Ability to work collaboratively with different departments
- Maintain professionalism, integrity, and discretion when handling confidential information
- Familiarity with the Dataphile Database system is an asset
- Ability to meet applicable proficiency requirements, considered an asset
Journal
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