Emplois “CIRO” au Canada – Page 2

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• 25j

  Financial Planner II (CIRO-ID)

  Greater Sudbury, ON

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need a postsecondary degree or diploma, or 4 years of relevant experience. They must hold current CIRO-ID Registered Representative status and a PFP, CFP or QAFP designation, with AMF licensing for Quebec roles.

  CIBC financial planning tools

  25j

  Financial Advisor-CIRO-MFD/AMF

  Salmon Arm, BC

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ ansCandidates need 1 to 3 years of experience advising clients and meeting sales targets, plus current CIRO-MFD licensing and, for Quebec, AMF licensing. Strong relationship and networking skills are essential.

  CIRO, Client relationship management, Financial planning, Sales, Relationship building, CSC

  1 mois

  Financial Advisor CIRO-ID (Urban)

  Belleville, ON

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need current CIRO-ID investment dealer accreditation in good standing, plus a postsecondary degree or diploma or four years of relevant experience. Quebec roles also require AMF licensing and related courses.

  CIRO, Client relationship management, Financial planning, Sales, Draw up marketing and sales plan, Relationship building

  1 mois

  Financial Advisor-CIRO-MFD/AMF (Relocation Assistance Available)

  Nelson, BC

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ ansCandidates need 1 to 3 years of experience giving financial advice and building client relationships. They must hold current CIRO-MFD licensing and CSC, CIFC or IFC accreditation, and for Quebec roles AMF licensing and Registered Retirement Consultant (RRC) designation.

  CIRO, Client relationship management, Financial planning, Sales, Relationship building, CSC

  1 mois

  Financial Advisor- CIRO- ID

  Edmonton, AB

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need a CIRO-ID investment dealer licence in good standing, a postsecondary degree or diploma and/or four years of relevant experience, and strong relationship-building and sales skills. Quebec roles also require AMF licensing and the Registered Retirement Consultant designation.

  1 mois

  Sr. Financial Advisor CIRO-ID (Urban)

  Toronto, ON

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need a postsecondary degree or diploma and/or 4 years of relevant experience. They must hold current CIRO-ID licensing, and AMF licensing and Quebec courses are an asset for Quebec work.

  1 mois

  Financial Advisor - CIRO-MFD/AMF

  Saint-Jean-sur-Richelieu, QC

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ ansCandidates need 1 to 3 years of experience giving financial advice and meeting performance targets. They must hold current CIRO-MFD and AMF licensing, with the CSC or CIFC/IFC course and the Registered Retirement Consultant designation for Quebec.

  CIRO, Client relationship management, Financial planning, Sales, Draw up marketing and sales plan, Relationship building

  1 mois

  Sr. Financial Advisor CIRO-ID (Urban)

  Thunder Bay, ON

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need a postsecondary degree or diploma and/or four years of relevant experience, and current CIRO-ID accreditation in good standing. Strong relationship-building, networking and sales skills are needed, and Quebec roles also require AMF licensing.

  CIBC financial planning tools

  1 mois

  Financial Advisor - CIRO-MFD/AMF

  Brossard, QC

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ ansCandidates need 1 to 3 years of experience advising clients and meeting sales targets. They must hold current CIRO-MFD and Quebec AMF licensing, including CIFC or CSC and the Registered Retirement Consultant designation.

  CIRO, Client relationship management, Financial planning, Sales, Draw up marketing and sales plan, Relationship building

  1 mois

  Sr. Financial Advisor - CIRO-ID (Urban)

  Vancouver, BC +4

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  2+ ansCandidates need 1.5 to 3 years of experience in a financial advisory role managing their own client portfolio. They must hold current CIRO-ID registration and complete the Canadian Securities Course, plus other required courses within set timelines.

  CIRO, Client relationship management, Sales, Relationship building, CSC

  1 mois

  Financial Advisor CIRO-MFD

  Whitehorse, YT

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  1+ ansCandidates need 1 to 3 years of experience giving financial advice and establishing client relationships. They must hold CIRO-MFD certification in good standing, or Quebec AMF licensing for Quebec roles, and be legally eligible to work in Canada.

  CIRO, Client relationship management, Financial planning, Sales, Relationship building, CSC

  1 mois

  Senior Financial Services Specialist - CIRO-MFD/AMF

  Montréal, QC

  Temps plein

  

  Canadian Imperial Bank of Commerce (Canada): C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des…

  4+ ansCandidates need 4+ years in a financial advisory role with intergenerational, estate and retirement planning knowledge, current CIRO-MFD licensing, and Quebec AMF licensing with the CIFC or CSC course and RRC designation. Leadership and coaching experience is expected.

  CIRO, Client relationship management, Sales, Relationship building, Coaching, Teamwork

• 1 mois

  Subject Matter Expert(s) CIRO Exams

  Edmonton, AB

  TélétravailContrat

  

  WeKnowTraining

  7+ ansCandidates need 7 to 10+ years of industry experience, with deep expertise in one CIRO exam area and strong knowledge of CIRO/IIROC rules. Preferred credentials include LL.B/J.D., CPA, CFA, FRM, CIM, ICD.D or equivalent.

  CIRO, Regulatory compliance, Securities, Know your customer, Record keeping, Financial statements

• 1j

  Business Conduct Compliance Examiner

  Vancouver, BC

  Temps plein

  C

  CIRO

  2+ ansCandidates need a general undergraduate degree, 2 to 4 years of compliance, audit or supervisory experience with a Dealer Member or securities regulator, and successful completion of CIRO proficiency courses or equivalent. English proficiency is required, and English and French are required for Quebec-based positions.

  4j

  Senior Infrastructure Specialist, West

  Calgary, AB +1

  Temps plein

  C

  CIRO

  5+ ansCandidates need 5+ years supporting production infrastructure in capital markets, financial services or trading, with knowledge of FIX and trading workflows. They also need Linux and Windows expertise, Azure experience and scripting skills in Python, PowerShell or Bash. Fluent English is required.

  Zabbix, Azure DevOps, Docker, Kubernetes, Kafka, ITIL incident management system

  5j

  Manager, Financial and Operations Compliance

  Toronto, ON

  Temps plein

  C

  CIRO

  5+ ans2+ gestionCandidates need an accounting designation (CPA preferred), investment industry exams such as CIRE or CSC, and five years of regulatory or securities experience with at least two years leading people. Strong audit skills, IFRS and CAS knowledge, and CIRO prudential rules expertise are required.

  7j

  Trading Conduct Compliance Examiner (18 month contract)

  Montréal, QC

  Temps plein

  C

  CIRO

  3+ ansCandidates need at least three years in the securities industry, ideally in compliance or a trading desk at a dealer. They need knowledge of securities rules, a solid understanding of equity and fixed income transaction processes, and full English and French bilingualism.

  UMIR, IDPC Rules

  11j

  Business Process Engineer, Innovation

  Toronto, ON +3

  Temps plein

  C

  CIRO

  5+ ansCandidates need at least 5 years of business process or business analysis experience, a bachelor's degree or equivalent, and experience with AI, automation or workflow initiatives. Strong documentation, stakeholder engagement and data skills are required, and English proficiency is required, with French also required for Quebec-based positions.

  Visio, Power BI, Excel, SharePoint, Power Platform, Jira

  12j

  Member Services Coordinator (12 month contract)

  Toronto, ON +3

  Temps plein

  C

  CIRO

  Candidates need to be bilingual in English and French, hold a post-secondary degree, and understand the Canadian securities industry. Strong organization, writing, relationship-building and fast-paced multitasking skills are essential.

  Mutual Fund Dealer Continuing Members Only system

  21j

  Senior Database Administrator

  Toronto, ON +3

  Temps plein

  C

  CIRO

  5+ ansCandidates need 5+ years of hands-on SQL Server DBA experience and 2+ years of Postgres administration. They should also have strong SQL tuning, integration (SSIS, APIs, ETL) and incident management skills, plus experience with database encryption and Azure hybrid technologies.

  SQL Server, Postgres, Business Central, Adaptive Insights, MIS_CAM Engine, Azure Arc

  22j

  Senior Corporate Communications Specialist (Bilingual)

  Toronto, ON +1

  Temps plein

  C

  CIRO

  7+ ansCandidates need a university degree in communications, public relations, journalism, marketing, political science or a related field, plus seven years of progressive corporate communications or media relations experience. Fluency in English and French and strong writing and issues-management skills are essential.

  analytics tools

  26j

  Director, Innovation

  Calgary, AB +3

  Temps plein

  C

  CIRO

  10+ ansCandidates need at least 10 years of investment industry or regulatory experience, including organization-wide initiatives. They must understand emerging technologies and AI, have led Centre of Excellence models, and have managed teams and complex projects.

  CIRO, Leadership, Manage a team, Coaching, Workflow, Manage staff

  1 mois

  Counsel, Business Conduct Compliance

  Toronto, ON

  Temps plein

  C

  CIRO

  Candidates need a law degree or equivalent legal or regulatory experience in securities or dealer compliance, plus strong knowledge of dealer operations and the Canadian securities framework. They must also show clear analytical, writing and presentation skills.

  Regulatory compliance, Business model, Artificial intelligence, Decision making, Presentation skills, Securities

  1 mois

  Senior Policy Counsel

  Toronto, ON +3

  Temps plein

  C

  CIRO

  5+ ansCandidates need a law degree, good standing at a Canadian bar, and 5 to 10 years of securities-related legal experience. Strong writing, analysis and knowledge of Canadian market structure and UMIR are required.

  CIRO, Research, Securities, Regulatory compliance, Private Practice, Policy development

3 entreprises