Branch Manager
Halifax, NSRichardson Wealth Ltd
3+ ansCandidates need a university degree, a CIRO licence as Registered Representative, Branch Manager and Options Supervisor Course, and at least 3 years in a full service brokerage with compliance supervision. Strong recruiting results, organization, and communication skills are also required.
Dataphile, Microsoft Office Suite, Reuters
Vice President, Portfolio Management, Investing & Oversight
Toronto, ONRichardson Wealth Ltd
10+ ansCandidates need 10+ years in wealth management, investment platforms or portfolio roles in a regulated financial services setting, with knowledge of suitability, KYC/IPS and dealer operations. Strong executive presence and proven leadership of cross-functional digital initiatives are required.
Regulatory compliance, Leadership, IPS, Documentation, Risk management, Reporting
Assistant
Saskatoon, SKRichardson Wealth Ltd
Candidates need strong client relationship and communication skills in English, plus experience in the financial sector or administration. Proficiency with Microsoft Office and a CRM such as Maximizer is expected, along with post-secondary education.
Microsoft Office, Word, Excel, PowerPoint, Outlook, Maximizer