Trading Conduct Compliance Examiner
Vancouver, BCCIRO
5+ ansCandidates need at least five years in the securities industry, preferably in compliance or a dealer trade desk. They must have completed the Canadian Securities Course and Conduct and Practices Handbook, and know securities rules and equity and fixed income trading and back-office processes.
Regulatory compliance, CIRO, Securities, Improve business processes, Presentation skills, CSC
Business Conduct Compliance Examiner
Montréal, QCCIRO
3+ ansCandidates need an undergraduate degree, the Canadian Securities Course and the Conduct and Practices Handbook exam, plus 3 years in dealer compliance, audit or branch supervision, or 3 years at a securities regulator. Full bilingualism in French and English is required.
Regulatory compliance, CIRO, Business model, Record keeping, CSC, Securities
Case Assessment Analyst (12 month contract)
Montréal, QC +3CIRO
Candidates need financial industry experience and a broad understanding of the Canadian securities industry. They must know CIRO's IDPC and MFD rules and securities reporting requirements, be strong in written and verbal communication, and be proficient in Excel, Word and Power BI.
ComSet, Excel, Word, Power BI
Surveillance Officer
Vancouver, BC +2CIRO
5+ ansCandidates need a post-secondary degree, 5 to 10 years of trading or compliance experience, and strong derivatives knowledge. Completion of the Canadian Securities and Trader Training courses is also required, and familiarity with UMIR and securities law is strongly preferred.
trading surveillance systems
Web Specialist
Toronto, ONCIRO
3+ ansCandidates need a post-secondary degree or diploma in a related field, 3 to 5 years of web or digital communication experience, and hands-on Drupal and HTML, CSS and JavaScript skills. They also need knowledge of WCAG, AODA and PDF accessibility, plus SEO and stakeholder management experience.
Drupal, HTML, CSS, JavaScript, JIRA, Microsoft Planner
BA and QA Tester (12 month contract)
Toronto, ONCIRO
1+ ansCandidates need a business, information systems or related degree or college certificate, 1 to 2 years of technical testing or project experience, SQL, Azure DevOps and Red Hat Linux experience. Python familiarity and knowledge of the full software testing lifecycle are also required.
Azure DevOps, Power Apps, Power BI, Power Automate, SQL, Python
Trading Conduct Compliance Examiner
Toronto, ONCIRO
5+ ansCandidates need at least five years in the securities industry, preferably in compliance or a dealer trade desk. They must know securities rules and understand equity and fixed income transaction processes. Completion of the Canadian Securities Course and Conduct and Practices Handbook is required.
back-office systems
Office Services Specialist
Calgary, ABCIRO
4+ ansCandidates need four years of administrative or receptionist experience in an office services role, knowledge of office equipment and physical security procedures, and customer service experience.
Symmetry Access Control, Hotelling application, MS SharePoint
Compliance Officer (Regulatory)
Toronto, ONCIRO
2+ ansCandidates need an undergraduate degree and 2 to 4 years of compliance, audit or supervisory experience with a Dealer Member or securities regulator. They must also hold an investment industry exam or course such as CIRE, CSC or CPH.
Regulatory compliance, CIRO, Business model, Hazard assessment, Test procedures, Scheduling
Senior Complaints & Inquiries Specialist
Calgary, AB +3CIRO
Candidates need a passion for helping investors, strong written and verbal communication, and attention to detail. They should understand securities regulation, handle distressed callers with empathy, and know dispute resolution methods. French and English bilingualism is preferred.
Internal case management system
Senior Project Manager
Toronto, ONCIRO
5+ ansCandidates need 5 to 10 years of leading complex technology initiatives in financial or regulatory settings, plus a PMP certification. They also need experience with market data feeds, data migration projects, and leading cross-functional teams.
MS Project, Clarizen, Clarity, Planview
Intelligence Analyst, Investigations
Toronto, ON +3CIRO
3+ ansCandidates need a post-secondary degree in criminology, finance, business or accounting, plus 3 to 5 years of investment-industry data experience. Strong OSINT, MS Office, Power BI, i2 and database skills are required, along with attention to detail and team communication.
MS Office, Power BI, i2, CRM, Excel, OSINT software
Policy Advisor
Toronto, ON +3CIRO
5+ ansCandidates need a university degree in law, business, finance or equivalent, a professional designation such as CPA or CFA, and at least 5 years of securities regulation experience including regulatory policy development.
Microsoft Word, Microsoft PowerPoint
Senior Legal Counsel and Assistant Corporate Secretary
Toronto, ON +3CIRO
3+ ansCandidates need a law degree and at least 3 years of post-call legal or corporate secretarial experience in finance or a regulatory setting. They also need strong governance knowledge, excellent writing and presentation skills, and experience drafting legal documents for a Board audience.
CIRO, Regulatory compliance, Documentation, Communication skills, Corporate law, Organizational skills
Revenue & Billing Analyst
Toronto, ONCIRO
Candidates need experience with revenue, billing and collections processes, plus a college diploma or equivalent in accounting or a related field. They must be proficient with accounting software such as Business Central and Adaptive Planning, and have strong accuracy, analytical and communication skills.
Microsoft Business Central, Adaptive Insights, Adaptive Planning, Microsoft Excel
Senior Financial Analyst
Toronto, ONCIRO
5+ ansCandidates need a university degree in finance, accounting, economics or a related field, an active CPA designation, and 5+ years of progressive FP&A, reporting or finance experience. Strong financial modeling, communication, and advanced Excel and PowerPoint skills are required.
Excel, PowerPoint, Corporate Performance Management systems, ERP systems