Regulatory Compliance Specialist
OntarioThe Successful Investor
3+ ansCandidates need a bachelor's degree, the CSC, PDO and CCO exams, and 3 to 5 years of regulatory compliance experience at a CSA-registered firm. Strong Excel skills and a solid grasp of OSC, FINTRAC and AML frameworks are also required.
Microsoft Excel
Marketing Manager
OntarioThe Successful Investor
5+ ansCandidates need a bachelor's degree in business or marketing and 5+ years of marketing experience, ideally in subscription, print or email marketing. Strong paid digital campaign, analytics and team leadership skills are required.
Google Analytics, Google Search Console, Google Tag Manager
Client Service Associate
OntarioThe Successful Investor
3+ ansCandidates need 3+ years of customer service experience, ideally in wealth management, financial services or brokerage, plus office administration experience. They need a bachelor's degree in business or a related field, strong English, and working knowledge of Canadian registered and non-registered accounts.
CRM database, Microsoft Word, Microsoft Excel
Wealth Operations Manager
OntarioThe Successful Investor
5+ ansCandidates need 5+ years in wealth management operations or portfolio management, a university degree in business or finance, management experience, and knowledge of fund accounting and compliance. OSC Advising Representative eligibility is required, and CFA is an asset.
Microsoft Excel, Microsoft Word
Portfolio Manager
OntarioThe Successful Investor
5+ ansCandidates need a university degree, eligibility for Ontario Securities Commission registration as a Portfolio Manager, and five years of experience with at least three in client-facing roles. Strong relationship, communication and suitability skills are required.
Client relationship management, Financial planning, Interpersonal skills, Regulatory compliance, Sales, Communicate with customers