5+ ansCandidates need 5+ years supporting production infrastructure in capital markets, financial services or trading, with knowledge of FIX and trading workflows. They also need Linux and Windows expertise, Azure experience and scripting skills in Python, PowerShell or Bash. Fluent English is required.
Zabbix, Azure DevOps, Docker, Kubernetes, Kafka, ITIL incident management system
5+ ans2+ gestionCandidates need an accounting designation (CPA preferred), investment industry exams such as CIRE or CSC, and five years of regulatory or securities experience with at least two years leading people. Strong audit skills, IFRS and CAS knowledge, and CIRO prudential rules expertise are required.
3+ ansCandidates need at least three years in the securities industry, ideally in compliance or a trading desk at a dealer. They need knowledge of securities rules, a solid understanding of equity and fixed income transaction processes, and full English and French bilingualism.
5+ ansCandidates need at least 5 years of business process or business analysis experience, a bachelor's degree or equivalent, and experience with AI, automation or workflow initiatives. Strong documentation, stakeholder engagement and data skills are required, and English proficiency is required, with French also required for Quebec-based positions.
Visio, Power BI, Excel, SharePoint, Power Platform, Jira
Candidates need to be bilingual in English and French, hold a post-secondary degree, and understand the Canadian securities industry. Strong organization, writing, relationship-building and fast-paced multitasking skills are essential.
5+ ansCandidates need 5+ years of hands-on SQL Server DBA experience and 2+ years of Postgres administration. They should also have strong SQL tuning, integration (SSIS, APIs, ETL) and incident management skills, plus experience with database encryption and Azure hybrid technologies.
7+ ansCandidates need a university degree in communications, public relations, journalism, marketing, political science or a related field, plus seven years of progressive corporate communications or media relations experience. Fluency in English and French and strong writing and issues-management skills are essential.
10+ ansCandidates need at least 10 years of investment industry or regulatory experience, including organization-wide initiatives. They must understand emerging technologies and AI, have led Centre of Excellence models, and have managed teams and complex projects.
CIRO, Leadership, Manage a team, Coaching, Workflow, Manage staff
Candidates need a law degree or equivalent legal or regulatory experience in securities or dealer compliance, plus strong knowledge of dealer operations and the Canadian securities framework. They must also show clear analytical, writing and presentation skills.
5+ ansCandidates need a law degree, good standing at a Canadian bar, and 5 to 10 years of securities-related legal experience. Strong writing, analysis and knowledge of Canadian market structure and UMIR are required.
CIRO, Research, Securities, Regulatory compliance, Private Practice, Policy development
5+ ansCandidates need at least five years in the securities industry, preferably in compliance or a dealer trade desk. They must have completed the Canadian Securities Course and Conduct and Practices Handbook, and know securities rules and equity and fixed income trading and back-office processes.
Regulatory compliance, CIRO, Securities, Improve business processes, Presentation skills, CSC
3+ ansCandidates need an undergraduate degree, the Canadian Securities Course and the Conduct and Practices Handbook exam, plus 3 years in dealer compliance, audit or branch supervision, or 3 years at a securities regulator. Full bilingualism in French and English is required.
Regulatory compliance, CIRO, Business model, Record keeping, CSC, Securities
Candidates need financial industry experience and a broad understanding of the Canadian securities industry. They must know CIRO's IDPC and MFD rules and securities reporting requirements, be strong in written and verbal communication, and be proficient in Excel, Word and Power BI.
5+ ansCandidates need a post-secondary degree, 5 to 10 years of trading or compliance experience, and strong derivatives knowledge. Completion of the Canadian Securities and Trader Training courses is also required, and familiarity with UMIR and securities law is strongly preferred.
3+ ansCandidates need a post-secondary degree or diploma in a related field, 3 to 5 years of web or digital communication experience, and hands-on Drupal and HTML, CSS and JavaScript skills. They also need knowledge of WCAG, AODA and PDF accessibility, plus SEO and stakeholder management experience.
Drupal, HTML, CSS, JavaScript, JIRA, Microsoft Planner
1+ ansCandidates need a business, information systems or related degree or college certificate, 1 to 2 years of technical testing or project experience, SQL, Azure DevOps and Red Hat Linux experience. Python familiarity and knowledge of the full software testing lifecycle are also required.
Azure DevOps, Power Apps, Power BI, Power Automate, SQL, Python
5+ ansCandidates need at least five years in the securities industry, preferably in compliance or a dealer trade desk. They must know securities rules and understand equity and fixed income transaction processes. Completion of the Canadian Securities Course and Conduct and Practices Handbook is required.
4+ ansCandidates need four years of administrative or receptionist experience in an office services role, knowledge of office equipment and physical security procedures, and customer service experience.
Symmetry Access Control, Hotelling application, MS SharePoint
2+ ansCandidates need a Chartered Professional Accountant designation and 2-3 years of financial sector audit or risk management experience. Full bilingualism in French and English is required, and experience with the Canadian Securities Course, auditing standards and IFRS is an asset.
CIRO, Research, Test procedures, Documentation, Workflow, Regulatory compliance
2+ ansCandidates need an undergraduate degree and 2 to 4 years of compliance, audit or supervisory experience with a Dealer Member or securities regulator. They must also hold an investment industry exam or course such as CIRE, CSC or CPH.
Regulatory compliance, CIRO, Business model, Hazard assessment, Test procedures, Scheduling
Candidates need a passion for helping investors, strong written and verbal communication, and attention to detail. They should understand securities regulation, handle distressed callers with empathy, and know dispute resolution methods. French and English bilingualism is preferred.
5+ ansCandidates need 5 to 10 years of leading complex technology initiatives in financial or regulatory settings, plus a PMP certification. They also need experience with market data feeds, data migration projects, and leading cross-functional teams.
3+ ansCandidates need a post-secondary degree in criminology, finance, business or accounting, plus 3 to 5 years of investment-industry data experience. Strong OSINT, MS Office, Power BI, i2 and database skills are required, along with attention to detail and team communication.
MS Office, Power BI, i2, CRM, Excel, OSINT software
5+ ansCandidates need a university degree in law, business, finance or equivalent, a professional designation such as CPA or CFA, and at least 5 years of securities regulation experience including regulatory policy development.