Trading Operations Lead
Télétravail au CanadaMercury
8+ ansCandidates need 8+ years in trading or brokerage operations, active FINRA Series 7, 63 and 24 licences, and hands-on experience with fixed income, mutual funds and ETFs. Strong knowledge of FINRA and SEC recordkeeping, supervision and best execution rules, plus clear written communication, is required.
SQL
Lead Compliance Risk Manager, Product Compliance - AI
Télétravail au CanadaMercury
8+ ansCandidates need 8+ years in compliance advisory, product compliance or regulatory risk, ideally in fintech or financial services. Mercury wants knowledge of US banking regulation (UDAAP, ECOA, BSA/AML, GLBA), familiarity with AI frameworks such as NIST AI RMF, and technical fluency with AI model behaviour and data access controls.
Regulatory compliance, Documentation, Risk management, Liaise with auditors, Root cause analysis, Policy development