Marketing Compliance Associate
Vancouver, BC100k–130k $/anSur placeTemps plein
C
Clarity
3+ ansCandidates need three or more years of broker-dealer or investment adviser compliance experience and direct experience reviewing marketing under FINRA Rule 2210 or SEC rules. They also need Series 7 and Series 24, or a willingness to obtain them, plus strong attention to detail and the ability to meet deadlines.
Regulatory compliance, Sales, Attention to detail, Documentation, Meet deadlines, Securities