Trade Supervision and Oversight Manager
Toronto, ONTemps plein
Fidelity Clearing Canada ULC
5+ ansCandidates need five years of trading or compliance oversight experience and a university degree or equivalent work experience. They also need strong knowledge of CIRO and UMIR rules, and the CSC, CPH and TTC courses.
trade surveillance systems, analytics tools
Regulatory Compliance Manager, Trade Surveillance
Toronto, ONTemps plein
Fidelity Clearing Canada ULC
5+ ansCandidates need 5+ years in the investment dealer industry, including compliance or trading desk work, plus a university degree or equivalent experience. Strong knowledge of Canadian trading rules, analytical skills and Excel proficiency are also required.
Bloomberg, Microsoft Excel, Microsoft Access, Microsoft Word, Microsoft PowerPoint