Senior Compliance Officer, Capital Markets Regulatory Enquiries & Governance (12-months Contract)
Toronto, ONBank of Montreal
5+ ansBank of Montreal needs candidates with at least 5 years of relevant experience, ideally at a senior level, and a post-secondary degree or equivalent. Candidates should have strong organizational, project coordination and communication skills, and knowledge of capital markets products such as equities, futures and options.
Regulatory compliance, Reporting, Scheduling, Documentation, Hazard assessment, Decision making
Client Service Associate, BMO Nesbitt Burns
Calgary, ABBank of Montreal
3+ ansCandidates need typically 3 to 5 years of relevant experience or equivalent education, advanced knowledge of investment processes and administration, and knowledge of compliance and regulations. The role also requires provincial licensing for the jurisdiction and good communication, organization and problem-solving skills.
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Director-PM Compliance
Toronto, ONBank of Montreal
10+ ansCandidates need typically 10 or more years of relevant experience and a post-secondary degree or equivalent, with expert knowledge of regulations and consumer protection rules. A recognized compliance certificate is preferred, along with strong communication, analytical and cross-group collaboration skills.
Regulatory compliance, Hazard assessment, Reporting, Root cause analysis, Sales, Consumer law