Senior Compliance Officer, Capital Markets Regulatory Enquiries & Governance (12-months Contract)
Toronto, ONBank of Montreal
5+ ansBank of Montreal needs candidates with at least 5 years of relevant experience, ideally at a senior level, and a post-secondary degree or equivalent. Candidates should have strong organizational, project coordination and communication skills, and knowledge of capital markets products such as equities, futures and options.
Regulatory compliance, Reporting, Scheduling, Documentation, Hazard assessment, Decision making
Director-PM Compliance
Toronto, ONBank of Montreal
10+ ansCandidates need typically 10 or more years of relevant experience and a post-secondary degree or equivalent, with expert knowledge of regulations and consumer protection rules. A recognized compliance certificate is preferred, along with strong communication, analytical and cross-group collaboration skills.
Regulatory compliance, Hazard assessment, Reporting, Root cause analysis, Sales, Consumer law